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Be Aware of the Basic Characteristics of Brokers and Investment Advisors

A stockbroker is a person who is employed by a commission house or merchant; stockbrokers solicit business for these institutions. An investment advisor is a person or organization that makes the necessary daily decisions regarding an investor’s portfolio. Both stockbrokers and investment advisors want to be responsible for making investment and trade decisions because they earn commissions and fees as they help investors buy and sell securities.

 



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